Becoming trusted advisors to our clients is our mantra. Delivering value to our clients to safeguard their business in a commercial, proportionate and pragmatic manner.
Retained engagements for all aspects of ongoing compliance support, regulatory developments advisory and compliance monitoring programmes.
Interim Compliance support - Assisting clients on a short-term basis to bridge gaps or provide additional resource to manage a specific project or issue.
Hourly engagements for ad hoc support.
Quality Assurance ongoing support
Applications for authorisation
Variations of permissions
Change in Control applications
Compliance health checks
Operational Risk Reviews
AML Risk Reviews
Preparing SMF applicants for FCA/PRA interviews
Mock FCA Supervisory and Thematic visits
Compliance Due Diligence and Outsourced provider reviews support